Who should primarily participate in the development of goals and objectives for the compliance program?

The compliance committee should primarily participate in the development of goals and objectives for the compliance program due to its specific role and expertise in overseeing compliance-related activities. The committee is typically composed of individuals who possess a deep understanding of regulatory requirements, risk areas, and best practices in compliance management. This group focuses on setting achievable and measurable goals that align with the organization’s overall compliance strategy.

While risk managers, the board, and medical doctors (MDs) play important roles within the organization and can contribute valuable perspectives, they do not have the same specialized focus that the compliance committee has in ensuring that goals are relevant, actionable, and aligned with both regulatory obligations and organizational values. Risk managers may identify areas of concern that need attention in compliance efforts, the board approves policies, and MDs provide clinical insights. However, it is the compliance committee that synthesizes these viewpoints and formulates the specific objectives necessary to establish an effective compliance program.